In Partial Fulfillment for the Degree of Bachelor
of Arts and Distinction in
Philosophy
Seth Miller
December, 1997
All physical theory contains, either implicitly or explicitly, metaphysical components. No theory that concerns itself with the physical world--its forms, properties, interactions, or changes--can exist without including, on a fundamental but often tacit level, one or more purely metaphysical assumptions. In the contemporary world physics is often thought to be the hardest of the 'hard' sciences, which is another way of saying that physics is that discipline most rigorously concerned with understanding the physical truths of the universe. This, along with the consistent validation of physical truths in their applied form ("technology"), easily leads to the conception that physics has some particularly authoritative claim to insight concerning the ontology of the universe.
Nevertheless, a close examination of any physical theory, no matter how "proven"
or "tested" will yield various underlying assumptions that can only be described
as metaphysical. "Gravity"1 is a perfect example: ask any physicist if gravity
exists, and the answer will be affirmative; ask what gravity is, and suddenly the
responses become much stranger. Some might relate that gravity is an inherent
property of mass, a "field" with attractive properties whose intensity decreases
in exact proportion to the square of the distance from the center of the object
of mass; others might mention space-time and the General Theory of Relativity and
how mass distorts space-time to create something that looks like a "force". When
pressed, however, it is mildly shocking to discover that, although the actual
existence of gravity is entirely unquestioned, its particular ontology is quite
mysterious. We don't really know what gravity is--in fact, Einstein showed that
gravitational frames and accelerated frames can be treated identically (the math
is the same in both cases).
Gravity is an old theory created as an explanation for otherwise unexplained
phenomena (for example the observation that if one drops an object, it will
always fall towards the Earth and not into the sky or parallel to the ground).
We assume that something is happening in the universe to create these peculiar
events, and we call it "gravity". Unfortunately, the creation of the term in
conjunction with its subsequent widespread usage has resulted in the popular
reification of gravity--it has been promoted from a concept to an actually
existing force in the universe.
In general it would seem that in order to retain explanatory power a concept must
have an ontological status that is more fundamental than the phenomena it
explains. This is true not necessarily because of any logical rules, but because
of the particular constitution of those that require explanation: namely, humans.
The argument may be something like: "because it is obvious that objects actually
fall towards the Earth, gravity too, must actually exist, because isn't that what
causes the objects to fall towards the Earth? And besides, if gravity did not
exist, then what would explain this phenomenon?". The incompleteness of the
logic is glaring, but it can slide by unnoticed due to the unquestioning
acceptance of the existence of "gravity". When examined critically, the theory
of gravity remains metaphysical--its status cannot exceed that of an explanatory
concept--one that can be more or less useful, to be sure, but a concept
nonetheless.
The answer to the question "...isn't that what causes the objects to fall towards
the Earth?" is negative. That objects fall towards the Earth is an empirical
observation; the theory of gravity began as an attempt to provide an explanation
of why this is so. Unfortunately, to have the concept of gravity does not
necessarily result in the fact of gravity; rather, it placates those people who
ask the question "Why do objects fall towards the Earth?" by posing as a valid,
ontological "reason" for the observed events. Yet we still do not know what
gravity is, only that in order to explain certain phenomena, it is valuable to
posit something like what we know of now as "gravity".
Once the concept of gravity exists, it becomes possible to test its applicability
in various ways, and through a careful process, the idea can be refined. New
observations are made, which are subsequently compared with and related to older
observations, and depending upon the specifics, the idea of gravity is modified
to fit the new observations (for example that massless particles are affected by
the 'attractive' properties that were thought only to apply to other bodies of
mass).
It is often assumed (by physicists and philosophers alike) that physics poses
only "What?" and "How?" questions, and in fact physics, abstracted from its
existence as a human creation, does relate to physical truths in this manner. But
physics as a discipline cannot be completely abstracted in this way, and when
placed in its context as a human discipline, the fundamental motive for physical
theory is seen to arise not from "What?" or "How?" but from the question "Why?".
To continually search for answers to this most difficult of queries inevitably
leads beyond the conservative boundaries of physics and into the speculative
realm of metaphysics, which also asks "Why?" In fact, metaphysics can be seen as
an attempt to create a framework in which the question "Why?" can be answered
directly, through the establishment of some sort of 'ultimate' upon which all
explanation can and must finally rest. Still, as a general rule, an adequate
metaphysical scheme must be able to take into account what we know about reality
through physics; if it does not, then the scheme is inadequate and must be
rejected or revised.
Whitehead knew this, and when he brought his metaphysics into clear formulation
in the late 1920's, he made a remarkable effort to include what he knew from the
developing field of physics. Between then and now, however, such significant
advances in physics have taken place that it seems that Whitehead has been left
entirely in the subatomic dust. In particular significant advances have occurred
in the highly non-intuitive and extremely complex field of quantum mechanics--one
of the most metaphysical realms in all of modern science and therefore one quite
congenially related to Whitehead's own temperament.
Although quantum mechanics burst onto the scientific scene in the mid 1920's, the
theory was not considered 'complete' until after World War II, 2 and Whitehead had at his disposal
only information about quantum mechanics in its infancy. Yet it is the highly
metaphysical consequences of modern quantum mechanics that Whitehead would most
readily engage with today, were he here. This paper explores what would happen
if Whitehead were to appear today and find out that his metaphysical theory was
quite 'out of date', and in need of rethinking. This is no small task by any
means, and thus I will focus mainly on the consequences of the crucial experiment
performed recently by A. Aspect which violates the Bell Inequality before
considering a few features of the 'standard' interpretation of quantum mechanics
and the ways in which Whitehead might be able to deal with them. I hope to bring
to light some aspects of the symbiotic nature of the relationship between physics
and metaphysics by examining quantum mechanics in the context of Whitehead's
metaphysical scheme--an approach that at least provides an interesting way in
which to scrutinize the problems of quantum mechanics, even if it is sure that
Whitehead will not be able to solve any of the problems (the reasons for this
shall become apparent). In order to make it slightly less taxing to the reader
unfamiliar with quantum mechanics, some explanatory background material is
provided, but by no means do I present a complete introduction, as a sufficient
literature exists for this particular purpose. However, I do assume that the
reader has at least a basic understanding of Whitehead's metaphysical scheme.
A reply to this claim of incompleteness was quickly offered by Neils Bohr, the
prime defender of quantum mechanics at the time. Most physicists accepted Bohr's
refutation of the EPR argument (the specifics of which are not important here),
but debate continued. However, what debate that did exist remained entirely
theoretical, and as a result of the general acceptance of Bohr's ideas along with
this inability to form physical experiments that could test the theories, the
issue was placed on the back burner--until further notice.
Further notice came in 1965, when John Bell provided the possibility for
experimentally testing the arguments of the EPR thought experiment. Bell
determined a limit for certain kinds of empirical predictions made by any theory
that accepts the assumptions 'locality' and 'reality', and from this formulated
an inequality4
that he subsequently showed all 'locally real' theories are absolutely required
to obey. In particular, and for the purposes of this paper, this means that in
certain experiments where measurements of a property of a quantum system (like
spin or polarization) are correlated with each other, all locally real theories
must predict correlations that fall within certain well defined limits--an upper
limit of possible correlation between empirical measurements of properties of a
quantum system is established.
Since I deal with the idea of locally real theories throughout this paper, allow
me to briefly summarize their major characteristics. First, such theories assume
that physical phenomenon are produced by interactions between physical entities
which have definite properties at all times, and which are independent of our
knowledge of them. Thus, when the tree falls in the forest and there is no one
around to hear, it does make a sound. Second, such theories assume that there is
always some sort of definite physical property that can account for any observed
phenomenon. This results in the assumption that a complete state-description of
a system consists in the accurate specification of the physical properties that
make up the system (what is physically the case). Lastly, it is assumed that
there is no possibility for faster than light signaling, a principle central to
relativity theory. Although such locally real theories do not necessarily
require a deterministic universe, the derivation of such a universe is quite
natural given these basic assumptions.
Quantum mechanics, however, does not satisfy Bell's Inequality5; it predicts correlations that
cross the boundaries delineated by the structure of the inequality. It has long
been known that quantum mechanics predicts 'strange' correlations that seem to
defy a common, classical6 conception of reality, and in fact it is for
basically this type of reason that Einstein, Podolsky, and Rosen argued in 1935
that it was incomplete. The formulation of Bell's Inequality, however, allowed
the possibility for determining, experimentally, who was right: quantum mechanics
or a locally real theory of the sort Einstein postulated, because it stated what
must be the case in our experiments if a locally real theory is correct.
It is important to note that Bell's Theorem does not in any way depend upon
quantum mechanics itself, but instead arises from a set of logical premises
independent of any physical theory. This is crucial because in effect it allowed
Bell to set up a situation in which the entire class of 'locally real' theories
could be tested, without having to consider each 'locally real' theory
individually. This type of phenomenon has been accurately dubbed 'experimental
metaphysics' and is significant in that a set of metaphysical assumptions can be
adequately tested through experiments that fall entirely in the realm of physics.
Interestingly, however, the setting of the
switch, and thus the subsequent path of the photons, can be left until just
before the photon arrives at the switch, long after the photons have been
emitted. This feature is extremely significant, because it is impossible for a
signal, even a signal traveling at the speed of light, to travel from one side of
the experiment to the other (conceivably in order to 'tell' the other photon how
the switch was set across the room) before the switch could be changed.
Einstein, Podolsky, and Rosen argued that quantum mechanics requires that a
property, like polarization of the photon (P1) in a certain direction, could be
measured at a distance by measuring the polarization of another photon (P2) that
had previously interacted with it--that is, quantum mechanics predicts that there
will be a certain level of correlation between the measurements of the
polarization of the two photons. They argued that since it is impossible for the
measurement of P2 to actually interfere with P1 (no action-at-a-distance), it
follows that P1 must have had its particular polarization before the measurement
of P2 was taken, and that our measurement is merely conforming with the
independent and enduring reality of the actual polarization of P1.
This idea is strengthened by the fact that because the particular direction of
polarization being measured can be changed by the experimenter after the photons
are long separated (we can switch the setup of our apparatus just before the
photon arrives and instead measure for polarization in a different direction), it
must be the case that all properties must be 'real' before they are measured, for
otherwise the measurement itself (and by implication the experimenter's choice of
what property to measure) must have some impact on the determination of the
property of a quantum system.7
Aspect's experiment is important in the sense that it does much more than just
resolve a technical point between two contending theories; it forces us to
reconsider our conception of the structure of the universe and the nature of
reality--it leads us into metaphysics. Before the advent of quantum mechanics,
most scientists believed that objects had an independent existence, that things
(tables, chairs, your mother-in-law) existed 'out there' whether or not anyone
observed them. It was also thought that each object enjoyed a complete set of
attributes, such as position, momentum, energy, and spin both before and after
our observation of it. According to this conception, atoms and electrons (little
things) would differ from bowling balls and watermelons (big things) only in
scale and not in kind.
When Aspect's experiment was performed, the results were clear: Bell's Inequality
was violated--the correlations exceeded the limits set by the inequality.
Physicists expected this result, for otherwise the most successful theory in
scientific history would be wrong! However, even though it was known that
quantum mechanics disagreed with the common sense, Newtonian view of reality,
Aspect's experiment has definitely and completely confirmed this in a repeatable
experimental situation--to the best of our knowledge quantum mechanics remains a
perfectly good theory, just as it is.
The problem is that quantum mechanics doesn't provide its own interpretation. As
a theory, quantum mechanics is essentially a number crunching exercise: plug a
few numbers into some equations and other numbers result, and it just so happens
that the resulting numbers always seem to fit with actual observations of the
world. Various theories try to explain what is 'actually happening' in the
universe such that these particular numbers, and not other numbers result, but
they do not originate in quantum mechanical theory itself, but instead exist in
the form of supplementary, essentially ad hoc explanations.
Today, much of the debate about quantum mechanics is not about quantum mechanical
theory as much as it is about the theory of quantum mechanics, or rather, the
philosophy of quantum mechanics: what must be the case metaphysically assuming
quantum mechanics is "correct". There exist many different "interpretations" of
quantum theory, which provide explanations of one sort or another for observed
phenomenon. Unfortunately, all these metaphysical theories are in perfect
agreement with the predictions of quantum mechanics--each theory gives the same
observed results! Their differences lie in the way in which they answer the
question: "What must be the case metaphysically in order to satisfactorily
account for observed phenomenon?". Note that the question is not "What must be
the case metaphysically in order to account for observed phenomenon?". The key
lies in the word "satisfactorily"--if physicists were only concerned about the
probability of predicting any particular quantum event, then all questioning
ceases, as this is exactly what quantum mechanics does best;8 but if physicists question why it
is that our universe seems to be one in which quantum mechanics is a good theory,
suddenly metaphysics enters the scene, center stage. Most contemporary debate
concerning quantum theory tends to focus on the relative advantages and
disadvantages of competing interpretations.9 However, since they are all equal in the
realm of prediction, it is impossible to determine which theory is "right".
Aspect's experiment is one (rare!) instance in which definitive metaphysical
consequences arise from an entirely physical experiment.
The rejection of locally real theories means that at least one of the assumptions
of the Bell Inequality must be false. As discussed above, Bell's initial
assumptions were 'reality' and 'locality', but later it was shown by J. Jarrett
that the assumption of 'locality' is really a combination of two other
assumptions. He called these premises 'locality' and 'completeness', but I shall
adopt Shimony's terminology and use 'parameter independence' and 'outcome
independence' instead, so as not to confuse Bell's assumption of locality with
Jarrett's slightly different version. Parameter independence states that the
probability of an outcome of an observation on one particle is independent of the
parameter chosen for the analyzer of the other particle. In terms of the Aspect
experiment, this merely means that the particular direction of polarization that
we set up the apparatus to detect on one side of the room can in no way effect
the actual outcome of the measurement of the polarization of the photon on the
other side of the room. Outcome independence states that the probability of an
outcome of an observation on one particle is independent of the outcome of the
observation of the other particle. Which is to say in our example that the fact
of detecting the polarization of one photon to be +45 on one side of the room can
in no way influence the actual outcome of the measurement of the photon on the
other side of the room.
We now have a few options: we can get rid of any one of these three assumptions11,
or any two, or perhaps even all three. No matter which assumption we throw out,
however, our view of reality must change significantly. If we abolish parameter
independence, then it seems that the mere fact of the experimenter's choice to
detect for polarization in a certain direction on one side of the room will
effect the actual outcome of the measurement occurring on the other side of the
room. This fact is too bizarre for all but a few physicists to accept--most feel
that parameter independence seems to be an important feature of reality.
Getting rid of the reality assumption flies in the face of all common sense, for
the answer to the 'tree question' would then be that no, when a tree falls in the
forest and there's no one around to hear it, it doesn't make a sound. This
question, however, brings up an important point, the elucidation of which has
allowed the majority of physicists today to accept that reality is not a
necessary assumption.
In the tree example, the objects (the tree, the forest, even the vibrations of
the air caused by the falling tree) are all 'macroscopic'. That is, it seems to
be a definite feature of reality that objects of sufficient size can be treated
classically (with standard, locally real Newtonian mechanics), and that quantum
mechanical effects on such objects are statistically negligible and can be
ignored. Apparently the strange properties predicted by quantum mechanics only
take noticeable effect when the systems considered are small enough. Thus, both
locality and reality can be said to exist simultaneously for non-quantum systems
in a perfectly ordinary way that corresponds to our common sense intuition. The
problem is that on a quantum level, these effects still do exist even in large
objects. Therefore, it can be said of the Moon, for example, that it can be
treated as actually existing when we are not looking, even though its quantum
constituents cannot individually be said to exist (in the full sense of the
term)! How could an actually existing object like the Moon be built up out of
objects in a quantum realm that have no reality apart from our observation of
them? Yet this is one consequence of rejecting the reality assumption, and thus
is one of the major issues which physicists are trying to come to grips with
today.
Our last choice is to discard outcome independence. It is generally agreed among
physicists that this is the best candidate for rejection, but getting rid of this
assumption has its own problems. To reject outcome independence means that even
though the configuration of the distant apparatus cannot affect the outcome of a
measurement here, there still exists a strange type of correlation between the
results that physicists are hard pressed to explain. It seems that somehow the
actual outcome of the measurement here can effect the outcome of the measurement
across the room.
Interestingly, the most commonly accepted view of quantum mechanics (called the
Copenhagen interpretation after the city in which its inventor, Neils Bohr,
worked) rejects both outcome independence and reality. For Bohr, the only way to
obtain information about a quantum system is to measure it, but the act of
measurement always has some sort of effect on the system being measured. It is
therefore pointless to think of an isolated quantum system as having definite
properties, because we can never know what these properties are without
measurement. But since the act of measurement turns the system into a
non-isolated one that includes the measuring devices themselves, it seems that we
must determine that definite physical properties are possessed only by the
combination of the system plus the measuring apparatus. Until we have measured
some property of a quantum object, it is meaningless to even talk about the
independent existence of that object. When a measurement has been made, however,
it is meaningful to talk about the quantum object with the measured property as a
real phenomenon. Bohr's interpretation thus rejects the assumption that
objectively real phenomena exist apart from a measurement situation, and
correlatively, that this results in the rejection of outcome independence, which
can hold true only if the entities in question are considered objectively
separated. In the case of Aspect's experiment, the Copenhagen Interpretation
states that it is not correct to say that two photons are emitted from a source
and travel to the two separated detectors where they are measured, but rather
that only when the measurement takes place can we speak of two separated photons.
Before the measurement occurs, it is incorrect to assume that two separate
photons exist--in effect the measurement causes the separation. This
counter-intuitive interpretation is actually the standard way of thinking about
quantum mechanics today, and although it seems to solve some theoretical problems
of quantum mechanics, it introduces entirely new ones at the same time.
The assumption that there can be no faster-than-light signaling is quite secure,
because it is a major assumption of relativity theory, which is independently
well confirmed. However there is a substantial minority who wish to get rid of
Bell's locality assumption in order to keep the assumption that quantum objects
are independently real apart from our observation of them, and in fact the major
debate at present is between those who wish to keep reality and those who find it
better to keep locality. Unfortunately, there is no clear answer as to who may
be right, and the debate moves on. Whitehead, however, can provide an alternate
way of thinking about these quantum dilemmas that may be useful, if we take him
as a 'metaphysical counselor' and not a scientist.
How would Whitehead respond to Aspect's experiment and the violation of Bell's
Inequality? At first it would appear that Whitehead's theory of actual entities
(I will refer to them as actual occasions from here on, as 'occasion' is more
accurate than 'entity' in nearly all senses) is doomed to failure because of its
inherent realism, and its seeming inability to account for the strange quantum
effects that are observed in modern experiments. But the problem of bringing
Whitehead up to date with the modern physical situation may really be more a
question of adapting our own understanding to that of Whitehead's in order to see
how his metaphysics might apply.
One of the central problems that physicists deal with is the temptation to hold
onto a view of the world that can be squared with our common sense perception of
it. Therefore it seems reasonable, for example, to attribute definite properties
to objects even while they are unobserved. One way in which physicists are able
to explain the strange quantum correlations is to say that there is some way in
which the two correlated measurements had a certain cause in their past which
brought about the effect of a correlation (essentially saying that the photons
were correlated before the measurements). Most physicists will agree that this
is a possible explanation--that the rules of the universe as we know them do not
prohibit this type of phenomenon. However, it appears that if this explanation
is taken, the result is that science itself becomes impossible.
This is so because the explanation that the state of a phenomenon can be
explained by a common cause somewhere in the past (however distant) seems to say
that we cannot fully explain a phenomenon by examining only its immediate past.
It is as if we must give up all certainty in science in order to explain a few
details (interpretational details at that!) of quantum mechanics, because we
could never know for sure what distant cause could be producing this particular
present phenomenon. For this reason, physicists reject this explanation out of
hand as quite absurd.
If we take into account Whitehead's view of physics, however, this view deserves
a second glance. The important point to consider is what Whitehead calls the
"Ontological Principle", which merely states that all phenomena can be traced
back to actual occasions themselves and no further--any reason for anything must
ultimately and finally rest upon actual occasions and the interactions between
them (which is really just to say the actual occasions themselves, since an
actual occasion consists almost entirely of relations).
As a result of the Ontological Principle, we must radically change our common
conception that space and time are separate, objective 'dimensions' in which all
events take place. Rather, space and time are properties of the relations
between actual occasions. This is point is absolutely crucial. For Whitehead,
the past is defined relatively for every actual occasion and is not defined by a
blind linear progression through time from the past, through the present, to the
future. The past for this actual occasion is just those actual occasions that
contribute to its process of concrescence. Thus, the resulting objective datum
that is positively prehended from each already satisfied actual occasion in the
initial datum by a particular actual occasion becomes the past for that actual
occasion.12 Similarly, the future is defined as just those actual occasions that
will prehend this concrescing actual occasion. Time in this sense can be seen as
the result of a type of causal link between individual actual occasions. Thus,
there is no past that is more or less distant, because the past arises relatively
for each actual occasion in its process of concrescence.
In Aspect's experiment, the photons would be considered enduring objects (objects
consisting of actual occasions that exist in a particular type of simple
relationship). They would be enduring objects that, although spatially
separated, were part of a larger society. Following from the Copenhagen
interpretation, the society in which the enduring objects exist as a sub-society
is the 'measurement situation' itself, where it would be incorrect to abstract
the particular photons from the entire society in which they are a part. (To
assume that these particular photons will behave exactly like every other photon,
even like ones not in the experiment, is a good example of what Whitehead calls
the 'fallacy of misplaced concreteness'.)
Saying that the photons are part of a larger society is actually to say nothing
other than that the past for each actual occasion in each enduring object is
similar, to the point at which there exists a common cause for the particular
behaviour of the photons. This common cause is just the fact that the photons
are part of the society of the measurement situation from which they cannot be
isolated. The past, being just those prehensions that contribute to the
satisfaction of an actual occasion, is highly influential upon the final outcome
of that actual occasion. By looking at an actual occasion's past, we examine
reasons for why that actual occasion came to its particular satisfaction. An
enduring object, because it has very little freedom, is extremely influenced by
its past, to the point at which it seems to act in a determinate manner (more on
this below). Thus the past for an enduring object (the photon) that is part of a
larger society (the measurement situation) is intimately entangled with the past
of the entire society itself. The actual occasions of the enduring object take
into account (prehend) an objective datum consisting mostly of other satisfied
actual occasions which are part of the larger society, whose influence causes the
enduring objects to behave in a correlated manner. The correlations occur
because of laws internal to the society, which arise from the relations between
the actual occasions in the society itself.
One reason that physicists are so worried about the possibility that there might
be some sort of faster-than-light signaling taking place behind the scenes arises
from an innate (and highly classical) propensity to consider the photons as
separate and individual phenomenon. Given this type of conception, it appears
that the photons must be 'communicating' in some way if we are to explain the
correlation. Neils Bohr took a step in the right direction when he determined
that the photons couldn't really be considered individual photons unless they
were part of a measurement situation set up to detect this property (of
individuality). As related above, Bohr noted that rather than conceiving of some
sort of connection between two individual and spatially separated photons, it
would be more accurate to think about the photons as part of a larger situation
which included the measuring apparatus, and that no property of a quantum system
was definite and real unless it was itself part of such a larger system. In this
instance the possibility for faster-than-light signaling need not take place,
because it is the situation of the entire measurement (including the measurement
of both photons) that gives rise to the correlation. If only one photon is
measured, the correlations do not occur.
Then how can Whitehead deal with the claim that to explain the correlations by
attributing to them a certain type of past results in the death of all possible
prediction? This critique, arising from the search for an explanation of the
violation of Bell's Inequality, is also aimed at Whitehead more generally by all
sciences concerned with certain prediction.
The problem arises because for Whitehead, there are no unchangeable and immutable
laws of physics that must be obeyed by actual occasions. According to the
Ontological Principle, it is in fact just the reverse: the laws of physics arise
from the actual occasions themselves, just as space-time (and everything else)
does. This in conjunction with the idea that actual occasions are not fully
determinate, but have some level of freedom, results in the fact that the laws of
physics are not constant but rather evolutionary, in the sense that they
evolve--they are part of the changing process, which is the reality.
This fact directly results in another critique of similar spirit from a slightly
different angle: in the scientific realm it is an advantage for a theory to have
predictive powers. If a theory cannot add something to our knowledge of the
future, then it is powerless and can serve no purpose. Yet Whitehead's
metaphysical scheme is exactly that which cannot take part in the realm of
prediction. For Whitehead, a metaphysical scheme must, in principle, be able to
account for both all of actual experience, and all of possible experience.
Because of this, and as a consequence of its very nature, a metaphysical scheme
cannot be predictive, but must function only in an explanatory capacity.
"Metaphysics is nothing but the description of the generalities which apply to
all the details of practice." (Process and Reality:13)
For those who are accustomed to the ways of methodological science, this would
appear to be a grave fault. It would seem that any theory that disclaimed in
principle all predictive power should be given up immediately, as it would be
utterly useless--but useless only to physicists who are preoccupied with definite
prediction and measurement. Metaphysics provides us with an ability to
understand the physics in relation to other types of knowledge, and perhaps more
importantly, other types of experience. The need for this type of relation (that
metaphysics provides) is obvious today merely from the fact that the major
debates surrounding quantum mechanics in the present (and for the past 50 years)
are all basically metaphysical in character, if not explicitly so in substance.
Even though metaphysics doesn't necessarily add anything to our knowledge of the
future, it does contribute much to our knowledge of the present. Far from being
vestigial, Whitehead would argue that metaphysics is actually quite necessary for
a complete understanding of experience (more on this in my conclusion).
It seems then that Whitehead would give up the assumption of parameter
independence, while keeping reality and a version of locality. Or rather,
Whitehead never would have assumed parameter independence to begin with. Because
space is a consequence of the relations between actual occasions, Whitehead is
able to keep locality in the sense that in our present epoch, it just so happens
that space is constructed in certain ways (i.e. has a definite relation to time,
can be 'warped', etc.), and that one of the ways in which it is constructed has
as a consequence a definite non-relative speed for light. In our present epoch,
Bell's assumption of locality (no faster-than-light signaling) seems to be a good
assumption, but due to the fact that actual occasions are not fully bound by any
external environment (since they themselves create that environment), this will
not always necessarily be the case.
This conclusion presents a big problem for physicists who depend upon the fact
that the laws of the universe remain constant. The entire validity of scientific
progress rests upon the assumption that results of a particular experiment, if
set up with sufficient attention to detail, will not vary through time. This
assumption is not generated from within science, but rather is a principle that
allows science to exist in the first place. It arises not a priori, but from the
simple observation of its truth as manifested in the actual world: if we set up
an experiment to detect the speed of light today, its value will be exactly the
same as it was last week, or even last century. If there is any change in
physical law, it is because we become more accurate in our experiments and are
able to see reality more clearly, not because the laws themselves are subject to
change.
Yet if Whitehead's scheme were correct, it would seem plausible that we could, by
performing an experiment at t1, and later at t2, detect some difference that
would correspond to the change in physical law over (Deltat. Yet it seems to be a
fact of nature that whenever we perform the same experiments, no matter when or
where (again provided we set up the experiment with sufficient attention to each
of its elements), the same results occur. Whitehead, however, does appear to be
able to deal with this dilemma.
Physical laws are a consequence of the interactions between actual occasions,
which is to say that they are a consequence of the prehensions of actual
occasions. Whitehead would argue that what we observe to be physical laws are
almost entirely due to the way in which certain actual occasions which form
enduring objects prehend each other. The mode of the prehension in these
instances can be characterized by an inertial power, in fact a tradition,13 from
one actual occasion to another. The propensity for any actual entity to either
follow the tradition or not is directly proportional to its level of freedom
(here referring to the occasion's propensity or ability for novelty). In the
case of systems with very low levels of complexity, such as enduring objects,
this freedom is negligible. For this reason, the tradition is almost always
accepted, as there is insufficient complexity in the string of actual occasions
that constitute the enduring object to allow for the realization of possibilities
outside of those presented by the actual occasion's objective datum.
For example, an electron (an enduring object) always has a negative charge which
is quite invariant. The actual occasions that constitute the electron are in a
sense overwhelmed by the sheer inertial power of the particular objective datum
(which can be characterized as electronic in the present epoch) which it
prehends, and is essentially forced to follow the rules of the tradition that
already exists.
Subatomic particles, like electrons, have as constituents only actual occasions
that are already easily subject to traditional forms (in the sense of electronic
or protonic forms of behaviour--particular types of physical law). A highly
complex actual occasion would almost never become part of a traditional chain (an
enduring object), because it is, by the fact of its complexity, not as
impressionable as actual occasions of a more simple type, and therefore not as
subject to the certain laws which pervade such traditions. The majority of
actual occasions are of the simple, traditional type, and thus obey the laws of
physics--although it is more correct to say that enduring objects are just those
in which the laws of the tradition are realized.
Of course the laws of the tradition need not always be obeyed. If an actual
occasion in an enduring object broke the tradition, some sort of radical change
in the enduring object could be expected. In modern high-energy physics this
might be analogous to particle creation and destruction.
Supplementally, Whitehead relates that God's placement of the subjective aim into
each actual occasion is a principled one. Novelty arises principally in
organisms of high complexity, which have as constituents sub-societies and
sub-sub-societies, all the way down to the simple enduring objects. Such
complexity is built from the bottom up, in the sense that complex organisms
presuppose the existence of the simpler societies (the reverse is not true,
however). Because God has as a goal the expansion of novelty, and because
novelty has a much higher possibility for realization in complex organisms that
require the existence of simple societies and enduring objects, it seems
reasonable to assume that God would willingly place into simpler actual occasions
(like the kind that form enduring objects) subjective aims that were designed not
for the maximization of novelty on the simple level, but rather for the
maximization of novelty on more complex levels. It is a question of harmony: in
order to have intense forms of novelty and experience on one level, such novelty
must be sacrificed on another level. Thus there would be an advantage for God to
place subjective aims into certain actual occasions such that something like
'laws of the universe' exist and exhibit the seemingly immutable character
presently observed.
It is clear that for Whitehead the laws of physics are not constant, but the
relative degree and severity of their change remains undefined. It is quite
possible that the basic laws of physics change only very slowly, as they can be
seen to be more 'entrenched', while, for example, biological laws would have a
tendency to shift more readily, as they exist only in reference to more complex
systems which are more capable of novelty and freedom. And because the
Ontological Principle states that all things, including such laws, are due to
actual occasions and their interactions, a derivative statement results to the
effect that when laws exist for certain types of systems of actual occasions, the
degree of constancy in the particular tradition (the sheer inertial power of the
objective datum) decreases in proportion to the level of complexity (and hence
propensity for novelty) achieved in that particular system of actual occasions.
Because most physicists accept the Copenhagen interpretation of quantum
mechanics, it is important for Whitehead to be able to account for its major
features, since supposedly this interpretation is our best understanding of 'the
way things are'. The issues dealt with here are realism, indeterminacy,
complementarity and the measurement problem, but it will be apparent that only
one small conceptual change need be made in order for Whitehead to deal
successfully with all of these phenomenon. We begin with the problem of the
rejection of realism.
A proposal by Shimony provides one way out. Rather than postulate that actual
occasions are the final real constituents of the universe, Shimony toys with the
idea that there is a more general form of ultimate reality underlying the
existence of actual occasions. He proposes that this more general reality might
be a type of "'field' of diffused primitive feeling, of which the actual
occasions are 'quanta' "existing whenever there are individual loci of feeling."
(1993:305) In this conception, actual occasions are not the ultimate real things
of the universe, but rather special cases of the more basic reality of the field
of feeling.
To Whitehead this sort of solution would be unacceptable. It is imperative that
a real universe has as its final constituents real entities.14 But quantum
mechanics treats quantum objects not as independently real entities, but rather
as probability fields which establish the possibility of obtaining any particular
result in the measurement of a quantum system. The actual properties of the
quantum system have only secondary reality, and are not the most fundamental
constituents of the universe.
However, by modifying the conception of the actual occasion only very slightly,
it seems that Whitehead may be able to stay afloat. In the actual occasion are
multiple sub-processes (the prehensions) which lead the actual occasion to its
satisfaction. None of these sub-processes can be said to be real in an objective
sense, as they are only derivatively real in relation to the satisfaction of the
actual occasion. The probability field of quantum mechanics is none other than a
description of a complex interaction between certain of these indefinite
sub-processes. In fact it can be said that the probability field is just the
combination of the phases of concrescence abstracted from the satisfaction. Of
course these phases of concrescence cannot be fully abstracted from the
satisfaction itself,15 and it is exactly for this reason that such an abstraction
is inherently indeterminate--it is itself merely probabilities for a certain
satisfaction.
Whitehead is able to maintain that actual occasions are, in the final analysis,
the ultimately real constituents of reality. The satisfaction of an actual
occasion is the culmination of the indefinite sub-processes (the phases of
concrescence) into one definite, and hence objective unified feeling.
Abstraction of sub-processes from the satisfaction is always just
that--abstraction. This is why the phases of concrescence are said to have only
derivative reality. Let me explain how this thesis is in accord with modern
quantum theory.
When we perform a measurement of the polarization of a photon, we cannot say
whether a particular photon will be either passed or blocked by the polarization
filter. The best that we can do is calculate the probability that in any given
instance a photon will pass or not. In such cases (which apply to all
measurements of quantum properties) our certainty of what will happen is never
complete, although in general we can say what will happen. When the polarization
measurement has been made, however, we can definitely say that the particular
photon really is polarized in such a way. If the photon passes through a +45
degree polarization filter, then at any time in the future (assuming that the
photon is not disturbed) we can perform another polarization test, and we will
always find that it is polarized at +45 degrees.
For Whitehead, this indeterminacy is due to the fact that each actual occasion
has at least some level of individual freedom, and in fact can never be predicted
in a complete sense. As discussed above, quantum objects have very little
freedom, and are very much bound up in their tradition. Consequently, our
measurements of a property of a quantum system always seem to fall within certain
limits (defined by quantum mechanics which is itself defined by the actual
occasions themselves); there are only certain values that are possible for any
given experiment measuring a quantum property. Within a tradition there are only
certain 'occupations'16 that are acceptable (the details are provided by the laws
of the tradition), and any actual occasion that is a part of the tradition must
choose one of the available occupations if it is to remain a part of the society
of which the tradition is an integral component. The actual occasion can in
principle choose any path, but this would mean that it could not be a part of the
society whose laws require certain types of behaviour.17 The fact that we cannot
tell what any one property of a quantum object will be with complete certainty is
a testimonial to the freedom inherent in the natural world.
In the Copenhagen interpretation, this uncertainty arises not from the inadequacy
of our ability to measure the properties, but from the nature of reality itself.
It is actually that both a definite position and a definite momentum do not exist
simultaneously in a particular measurement situation. It is important to note
that this does not mean that position and momentum do not exist generally at the
same instant, but that the more exactly we define the position of a quantum
object, the more uncertain its momentum becomes. If we only define the position
of a particle with a moderate degree of uncertainty, then we can also define the
momentum of the particle with a moderate degree of certainty.
The Copenhagen interpretation states that if we define the position of a quantum
object exactly, then it would be meaningless to even talk at all about the
momentum of the object (even if it was just to say that the momentum doesn't
exist!). Thus it is correct to say that in such a situation the position exists
definitely (exactly), but it is not correct to say in the same instance that
because of this the momentum does not exist--rather we cannot say in this case
anything meaningful about the existence or nonexistence of the momentum of the
quantum object. This point is very important and is often missed except in the
most complete accounts of the Copenhagen interpretation: the fact that the
statement "a definite position and a definite momentum cannot exist
simultaneously in the same quantum object" is true does not necessarily result in
the statement that "if the position of a quantum object is defined exactly then
the momentum does not simultaneously exist", but rather results in a statement
like "if the position of a quantum object is defined exactly then we cannot say
anything about its momentum, including statements referring to the existence or
nonexistence of this property". The key is that we are speaking of
uncertainty-if we defined the position of a particle exactly, and then said that
therefore the particle had no momentum, then essentially we are saying that its
momentum is zero, which is another way of saying that we know exactly what the
particle's momentum is, namely, zero! On the contrary, because of the Heisenberg
Uncertainty Principle, in this case we must say not that the momentum is exactly
zero, but that it is 100% uncertain--the only statement we can correctly make
concerning the particle's momentum is an epistemological one: that we cannot make
any correct statements concerning the ontology of the particle's momentum.19
The natural response from the philosophy of organism to the idea of
complementarity20 is to say that such properties cannot exist simultaneously in the
satisfaction of an actual occasion, but that they do exist as potentials in the
actual occasion's abstracted phases of concrescence. These phases, as we have
seen, are only derivatively real and correspond to the quantum idea of
probability fields. Just as there appears to be an upper limit to the
possibility of knowledge of the entire state of a quantum object, so there is an
upper limit to the possibility of knowledge of the phases of concrescence in an
actual occasion. In the phases of concrescence, a potential exists for the
realization in the satisfaction of both properties in a complementary
duality--the actual occasion could have an exact position by sacrificing the
possibility for an exact momentum (or vice versa), or it could have a general
position as well as a general momentum.
To say that complementary properties exist in the phases of concrescence is to
say that complementary properties exist (in the sense of having derivative but
not independent reality) as prehensions in the actual occasion. The properties
are only real when they become incorporated into the final complex feeling which
is the satisfaction. The derivative reality of the prehensions in an actual
occasion is exactly analogous to the superposition of states in a quantum system:
the wave-function of a quantum system is said to collapse when its superposition
ends and one possibility becomes real, just as an actual occasion is said to be
real in its culmination in a satisfaction. In other words, the satisfaction of
an actual occasion is the collapse of the quantum mechanical wave function. This
statement has very important implications, and provides a way of dealing with one
of the major areas of debate in quantum mechanics today--the measurement problem.
It seems clear that the cat is, at any given time, either quite alive or quite
dead. Quantum mechanics, however, states that this is not the case, and that
actually the total system within the box is in a superposition of two states, one
with a live cat and one with a dead cat. But of course that seems absurd because
how can the cat be both dead and alive at the same time? According to quantum
mechanics, this superposition of two states collapses into one definite state
(where the cat is either alive or dead), when a measurement takes place, but it
does not say what constitutes a measurement.
Bohr dealt with this by stating that a measurement was an 'irreversible act of
amplification'--that somewhere between the quantum world of atoms and the
classical world of Geiger counters and cats, quantum physics 'turns into'
classical physics, in which the cat is definitely either alive or dead. It seems
clear that such an irreversible act of amplification must occur somewhere in
between the quantum and classical worlds, and it also seems clear that this
measurement takes place because of the coupling of a quantum system with a
macroscopic measuring apparatus (in this case the Geiger counter).
The problem arises because the measuring apparatus, although macroscopic, is
itself made up of atoms and so is subject to the rules of quantum mechanics. If
quantum mechanics is to remain a consistent theory, then quantum effects must be
present in the measuring apparatus, no matter how large it may be. Consequently,
we can consider the measuring apparatus plus the measured object as a single
large quantum system. Yet this presents a problem: if the system can be
considered isolated from yet larger systems, the same rules of quantum mechanics
still apply such that the entire system including the measuring apparatus exists
in a superposition of states which requires a further measurement to occur in
order to collapse into one reality.
Whitehead can avoid this type of von Neumann regress by defining the collapse of
the wave function to be the concrescence of each actual occasion. Thus the
'irreversible act of amplification' is just the bringing into final reality the
complex unification of feelings of the actual occasion in its satisfaction.
According to Whitehead, "the subject completes itself during the process of
concrescence by a self-criticism of its own incomplete phases."21 (Process and
Reality:244) The process of self-criticism is the way in which an actual
occasion determines its own final qualities--the measurement situation is
provided by the satisfaction itself and is the satisfaction itself.
For this reason, the strange properties of quantum systems (the actual occasions)
like complementarity, can be seen as applicable only to quantum systems. Medium
and large-scale objects may be treated normally (classically) for all practical
purposes. Thus locality and reality can be said to exist for objects of
sufficient size, even if on the quantum level they cannot, because societies have
their own laws which are not necessarily applicable to all other types of
systems. For example, the laws of very complex societies (those described by the
science of biology) follow laws that simpler societies (those described by the
laws of physics) do not, although the laws of biology presuppose the laws of
physics.
The laws that apply to quantum systems cease to have effects on medium and large
objects because the level of complexity is sufficiently increased by the sheer
number of actual entities involved in the society to allow for a new set of
(classical-looking) rules to take over. Quantum mechanics can in principle talk
of macroscopic systems as if they were merely large quantum systems. Whitehead,
however, would call this an instance of the 'fallacy of misplaced concreteness',
because quantum laws (which apply to quantum systems, which in this case means
just actual occasions themselves) are applied to classical systems, for which
different rules apply. Even though the classical rules rest upon the foundation
of quantum systems which follow quantum rules, classical systems cannot be
explained merely in terms of quantum rules, just as postulates of biology cannot
be exactly reconstructed using only the laws of physics, even if biological rules
necessarily require physical laws in order to exist.
The crucial point is that for Whitehead, time and space (or space-time, if you
are so inclined) are not initial properties of a world in which actual occasions
happen to find themselves, but are actually properties of the interactions
between the actual occasions. Time and space are relative in the strict sense of
the term--there is no such thing as an absolute frame of reference. We have seen
that the laws of physics for Whitehead arise from the actual occasions
themselves--so it is with space and time as well.
Thus, in a certain sense, there is a sort of initial nonlocality and atemporal
form to the indefinite phases of concrescence of an actual occasion. Locality
and temporality exist in the strong sense of the word only in the final
satisfaction of the actual occasion and not before. By concrescing, an actual
occasion becomes real and attains its place and its time. The occasion's place
and time are relative to the other actual entities which it prehends. It is
simultaneous with all those other actual entities with which no prehensions
(positive or negative) are shared--all those actual occasions which are not
prehended by the one actual occasion, and which do not contribute to the
satisfaction of the one actual occasion are considered simultaneous.
The fact of selective simultaneity is what allows for differentiation in an
actual occasion; the character of an actual occasion arises in large part from
the selective process culminating in the delegation of the entire 'field' of
satisfied actual occasions (the initial datum) into either the past, the future,
or the simultaneous 'present'. The term 'present' is misleading; two actual
occasions are simultaneous when they have no causal interaction of any sort
(although in principle they always could have such interaction)--simultaneity
does not necessarily mean contemporaneity.
Because the prehensions of an actual occasion are nonlocal and atemporal, an
actual occasion can have as its past any other satisfied actual occasion, which
is to say that the initial datum of an actual occasion is limited only by the
number of satisfied occasions (the finitude or infinitude of which is
undetermined probably approaching infinity). The question is: what makes an
actual occasion prehend the objective datum it does, rather than any other set of
objective data? The actual occasion is not bound by eternal, objective laws of
nature which dictate what initial datum any particular actual occasion may have,
but there are laws which the actual occasions themselves create and follow which
determine to a high degree what particular satisfied actual occasions any given
concrescing actual occasion will take as objective datum from the entire set of
objective, real, and satisfied actual occasions. To state it simply, an actual
occasion can prehend any other satisfied actual occasion (regardless of the
derivatively real properties of space and time), but this potential prehension of
other satisfied actual occasions is limited by the actual occasion's initial
choice of 'environment' which is closely related to its subjective aim. Its
initial choice actually sets up the environment, including the laws of the
environment, which then further determine what that actual occasion will prehend.
Such a statement results in a radical departure from the rule-governed universe
which physicists (as the extreme example) think we inhabit. In Whitehead's
universe there is almost nothing that is in principle impossible, given enough
novelty and freedom. Any sort of physical law has potential to exist in
actuality, including laws that would seem to result in heavy paradoxes, such as
the ability to travel into the past or teleport across the universe in an
instant.
Despite this, however, order does exist in the universe, and Whitehead provides
an explanation for why that is so: God's contribution of the subjective aim into
each actual occasion, and the formulation of inter- and intra-societal laws in
the form of tradition are two such reasons. His scheme, although formulated to
be able to accommodate all of experience, remains highly coherent.22 Whitehead's
theory cannot be disproved, even in principle, as it is a metaphysical scheme not
partaking in the realm of predictive results that can be experimentally
determined to be incorrect. However, the explanatory power of Whitehead's
metaphysics does provide a mode in which to understand the universe-its
correctness is not at stake in the particular, but in the general success of the
theory.
To build a boundary is to create a place at which travel must cease. Metaphysics
establishes boundaries of knowledge beyond which questions cannot pass--they are
interrupted and rendered void. The creation of such boundaries is the
translation of the unknown into the familiar. A home is created in the
construction of boundaries that define inside from outside, and while the
territory within becomes familiar, the territory outside is forgotten, or rather,
slowly erased. By taking a horizon of knowledge and solidifying it in this way,
metaphysics provides a framework within which questions can be replaced by
Answers--answers of ultimate and final authority.
At the same time, the construction of a boundary of knowledge by metaphysics
through a structuring of Answers gives rise to the possibility for the asking of
Questions--questions posed directly to the present boundary of knowledge which
are designed to pull it down from the outside. The construction of a boundary is
never complete, and Questions seek out the inconsistencies inherent in Answers in
order to re-mystify and challenge the authority of the Answers by liquifying
their foundation. Once a boundary has been infiltrated, a horizon of knowledge
becomes apparent.
A horizon is an ever-receding line stretched between the knowable (but not
necessarily known) and the unknowable, which cannot be either encompassed or
reached. Uncircumscribable by knowledge, it is itself that which ultimately
circumscribes knowledge. A horizon, however, is not a boundary, as it does not
limit or even delineate; rather, it is the vanishing point for knowledge that
calls forth Questioning. It is the formulation of Questions that eventually
leads to the creation of Answers and the darkening of the horizon into a
boundary. The constancy of metaphysics lies in its Answers, while its movement
and self-reflection stem from its Questions. As a discipline encompassing both
its own consolidation and alienation, metaphysics is unique: it can never stand
still, even though it continually creates platforms of knowledge upon which
stillness is possible.
But as we have seen, physics and metaphysics are not so separate as some
philosophers and physicists indicate, and in fact are in a sense symbiotic.
Physics cannot exist without metaphysical postulates upon which it can rest its
own theories, while metaphysics can in turn be directly influenced by physical
experiments.
Ideally one could create physical experiments that tested metaphysical
assumptions just as one creates physical experiments that test physical
assumptions. Unfortunately, "experimental metaphysics" is not so easy, due to
the fact that metaphysical theories are often formulated in such a way as to make
direct experimentation impossible (and in fact this is one of the primary reasons
for the avoidance or rejection of metaphysics by physicists, who rely heavily
upon physical experiments). Usually this is a result of the sometimes excessive
generality of metaphysical theories--they are loosely structured and can
accommodate almost any new observations without detriment to their primary
principles. The above analysis of Whitehead's metaphysics is a perfect example
of how a tightly knit metaphysical scheme can adapt to new information without
needing to be entirely re-formulated.
However, the physical testing of Bell's Inequality in Aspect's experiment shows
that, despite the general malleability of metaphysics, something like
experimental metaphysics is possible. The uniqueness of this particular
situation stems from Bell's creation of the inequality; by restructuring
metaphysical assumptions according to logical rules, he was able to formulate a
set of propositions that could be tested in physical experiments. The peculiar
difficulty of the work lies in the translation of metaphysical postulates into
physical consequences that are testable in controlled conditions.
This type of work must almost necessarily fall to the physicists and those
philosophers, logicians, and metaphysicians with scientific sensibilities, or
ideally all of these in cooperation. The goal of metaphysics, however, is not
merely to provide metaphysical principles that are able to be translated into
physical situations, but to search for the proper first principles upon which all
further explanation must rest as well. As a human discipline subject to human
limitations (and human wonder), the claims made by metaphysics are necessarily
biased in some form or another, but this does not detract from its importance as
a background field upon which phenomena (be they physical, mental, or other) are
seen to occur. If physics tells us what we can say about reality, then in one
sense metaphysics tells us what we might be able to say about reality--but in
another sense it tells us what we must say about reality at any given time. The
former statement concerns the field of experimental metaphysics, while the latter
concerns metaphysics in its broader, human context as a discipline that serves as
the starting, or rather finishing point for explanation.
The search for truths in metaphysics should be supplemented by progress and
advances that occur in physics, while physics should regard itself as being able
to provide not final truths about reality, but truths that are dependent upon a
more general metaphysical scheme. If metaphysics rejects physics as a valid
partner in the search for truth, then its explanations can be valid to those who
need final and ultimate answers, but the goal of metaphysics should not be to
pose as any arbiter, but as the one that provides the best final and ultimate
answers. If metaphysics limited itself to making the people that asked
metaphysical questions feel better by giving them absolute answers, then there
would be no need for any distinct metaphysical theory--any scheme would do that
could provide this service. But metaphysics, although existing for this purpose,
also exists as a discipline that seeks particular and unique
explanations--namely, the best explanations, and the best explanations are likely
to be those that correspond with what we know about reality through physics. But
because metaphysics is a human discipline existing for human purposes, the best
explanations will also likely be in accord with discoveries of other fields such
as human psychology, biology, and ecology, to name just a few.
Of course the claims to truth made by metaphysics are questionable--this is in
fact one of its greatest assets. We should not judge metaphysical schemes solely
on the grounds of "correctness" alone (a problematic concept) but also by
criterion of usefulness, application, and consequences. This is not to say that
metaphysics must ultimately relinquish all claims concerning the ultimate nature
of reality. On the contrary, by maintaining a certain level of self-criticism
and humility, metaphysics can create for itself the possibility to transcend
its own delusions. An answer to the question of whether or not there is one
unique set of metaphysical principles that is "right" is itself a metaphysical
question subject to all the limitations of metaphysical inquiry and
understanding. Claims to knowledge are always conditional, and metaphysics, even
as it creates its Answers simultaneously allows them to be destroyed. "Truth"
then becomes both opaque and translucent, settled and unsettled.
If metaphysics does provide the decisive point at which explanation ceases, a
place where the question "Why?" can no longer be asked, then it can be dangerous.
The formulation of first principles in a metaphysical scheme is a delicate
matter with profound implications that ultimately affect not just ethics but even
the everyday modes in which we view and interact with the world.23 Because of
this it is important for metaphysics to nurture an intimate relation with physics
while not limiting itself by this relation. To formulate first principles that
are not only in accord with physics but also with ethics is one of metaphysics'
greatest tasks.
The question "Why?" can always be asked again, whether of physics, metaphysics,
or any other discipline, but the ultimate goal of the question is common: to
grasp truth. But "Truth" does not merely exist; it creates. Metaphysics is the
only discipline which can undertake the examination of "Truth" in reference to
both its existence and its self-creation, and as such it is indispensable.
A. N. Whitehead. Process and Reality (Corrected Edition). Edited by Griffin, David Ray and Sherburne, Donald W. Free Press. 1978.
A. N. Whitehead. Science and the Modern World. Free Press. 1967.
Sherburne, Donald W. (Editor) A Key to Whitehead's Process and Reality. Mcmillan Company. 1966.
The Ghost in the Atom. Davies, P.C.W. and Brown, J.R. (Editors). Cambridge University Press. 1986.
Philosophical Consequences of Quantum Theory: Reflections on Bell's Theorem. Cushing, James T. and McMullin, Ernan. (Editors). University of Notre Dame Press. 1989.
Rae, Alastair. Quantum Physics: Illusion or Reality. Cambridge University Press. 1986.
Jauch, J. M. Are Quanta Real?. Indiana University Press. 1973.
Kafatos, Menas and Nadeau, Robert. The Conscious Universe: Part and Whole in Modern Physical Theory. Springer-Verlag New York, Inc. 1990.
Shimony, Abner. Search for a Naturalistic World View: Volume II, Natural Science and Metaphysics. Cambridge University Press. 1993.
Griffiths, David J. Introduction to Quantum Mechanics. Prentice-Hall, Inc. 1995.
1. "Energy is another example. Most physicists will initially define energy in
terms of its relations to other physical concepts, for instance rest mass and the
velocity of light (e=mc2), or Planck's constant and frequency (e=h(). Yet even
though the existence of energy is accepted, we don't really know what it is. A
signal of the problematic nature of the concept of energy is apparent in the fact
that the definitions that do exist are usually framed in such a way as to be
tautologies cloaked in equivocatory language, essentially reducing to a statement
like "energy is the thing we call 'energy'". Back
2. Actually quantum theory is not considered 'complete' in the strong sense of
the word even today. Quantum mechanics, as it is presently, makes certain
predictions about the results of experiments. To date, there has been no strong
evidence disconfirming quantum theory, as experimental results are always in
excellent agreement with theory. This does not necessarily mean that quantum
theory is complete, and in fact many would argue the reverse. The work in
quantum cosmology and quantum gravity are two examples of areas in which
physicists feel that quantum theory needs supplementation. Back
3. Explained later in this paper in its modern form as A. Aspect's experiment. Back
4. For example, -1<0<3 is an inequality. Back
5. Others have since proven similar theorems using slightly different assumptions
that result in slightly different inequalities. Inequalities of this type are
called "Bell inequalities", and the theorems proving them "Bell theorems". Back
6. The classical conception of reality is essentially Newtonian, and besides
being itself a 'locally real' theory, it agrees extremely well with common sense
experience. It is because of its seemingly intuitively obvious principles that
the classical conception of reality has such staying power, even in light of the
fact that both relativity theory and quantum theory (each independently
formulated and independently confirmed) prove the invalidity of Newtonian
mechanics and the world it implies. Back
7. In effect Bohr agrees with this, stating that the two photons of the above
example cannot be considered separate entities until after a measurement has been
made to separate them. The measurement itself actually causes the separation. Back
8. One particular interpretation of quantum mechanics, often called the ensemble
interpretation, assumes that ontology of probabilities present in quantum
mechanics is the end of the line, and that almost no other questions remain to be
asked about the nature of the universe on this level. Back
9. Of course this is not the bulk of the work done with or in quantum mechanics,
which, far from theoretical, is characterized more by examining possible
technological applications of quantum mechanics. Back
10. The Newtonian type of view, because it is so compatible with common sense,
and because the ideas of quantum mechanics are not terribly accessible to the
average populace, still seems to be dominant among non-scientists, although there
is a growing set of layman's books that are beginning to change this. Back
11. There are actually more than just these three assumptions that can result in
a Bell inequality, but it is generally agreed that parameter independence,
outcome independence, and 'reality' are the most likely candidates for rejection.
Linda Wessels has done particularly detailed work examining these various
assumptions. Back
12. The initial datum for an actual occasion consists of every already satisfied
actual occasion. The objective datum for an actual occasion consists of those
already satisfied actual occasions that it positively prehends. A prehension can
be thought of as a bringing from the past (as defined above) into the present (of
the concrescing actual occasion in question) by a process of perception-Whitehead
speaks of a prehension as a 'feeling'. The satisfaction of an actual occasion is
the culmination of the occasion's multiple prehensions into one unified feeling;
the actual occasion becomes part of the initial datum, loses its ability to
prehend, and can now itself be prehended. Back
13. The word "tradition" is my own term, not employed by Whitehead. Back
14. Otherwise one is committing a 'fallacy of misplaced abstractness'! Back
15. An interesting quote from a modern textbook on quantum mechanics may give
some force to the idea of the universe as inherently interconnecting processes
that cannot be completely abstracted from the whole: "As a practical matter,
therefore, it's okay to pretend that electrons with nonoverlapping wave functions
are indistinguishable. (Indeed, this is the only thing that allows physicists
and chemists to proceed at all, for in principle every electron in the universe
is linked to every other one via the antisymmetrization of their wave functions,
and if this really mattered, you wouldn't be able to talk about any one electron
until you were prepared to deal with them all!)" Griffiths:1995 p.184 Back
16. Again this is my terminology, not Whitehead's. Back
17. This can explain why, for example, electrons always occupy very particular
'orbits' when they are part of an atomic system (the 'quantum leap' phenomenon). Back
18. The relationship is expressed as p > h/4, where x is the uncertainty in
position, p is the uncertainty in momentum, and h is Planck's constant. It is
easy to see that decreasing the uncertainty of position necessarily increases the
uncertainty of momentum, and vice versa. Back
19. This strange thesis of the Copenhagen interpretation stems from Bohr's idea
that physics tells us not what is, but what we can say about the world. Back
20. Several properties are complementary besides position and momentum: wave-ness
and particle-ness are complementary, as are time and energy. Back
21. This could be taken to mean that each actual occasion is philosophical! Back
22. Although not completely so-for example, how is it that an actual occasion can
possibly begin? That is to say, what allows the actual occasion to begin its
process in the first place? Back
23. The eventual worldwide impact of the settling of Cartesian metaphysics in the
Western mind is one example. Back
Quantum Mechanics
Background to Bell's Theorem
In 1935, Einstein, Podolsky, and Rosen published a paper in the Physical Review
which questioned the completeness of quantum mechanics. It seems that if one
accepts that there can be no action-at-a-distance (i.e. no signal or information
that can travel faster than light), and that properties of any physical system
exist independently of our choice to observe them (both of which are plausible
assumptions), then quantum mechanics is actually incomplete--it does not make
predictions that are in accord with our observation of physical facts. Einstein,
Podolsky, and Rosen (EPR) formulated a clever thought experiment3 which showed that quantum
mechanics would predict results which could not be explained if the assumptions
of locality (no action-at-a-distance) and reality (the definiteness of properties
of a quantum object regardless of experimental apparatus or individual
measurements of such properties) were accepted. Aspect's Experiment
The experiment that is generally regarded as the most successful test of Bell's
Inequality was conducted by A. Aspect, J. Dalibard, and G. Roger in 1982. In the
experiment an 'excited' atom decays and emits two photons in opposite directions.
Detectors placed on opposite sides of the room then record the polarization of
the photons. There are two detectors on each side, one of which detects for
polarization in one direction (say +45 degrees from horizontal), and another
which detects for polarization in another direction (say -45 degrees from
horizontal). The photon is directed to either of the two detectors by a switch
through which the photon must pass. The experimenters can change at random how
the switch is set, and therefore to which detector a photon will go, and
therefore what type of measurement will be made in a particular run of the
experiment (+45 or -45 polarization). Consequences of Aspect's Experiment and the Violation of Bell's
Inequality
The most immediate and important consequence of the violation of Bell's
Inequality is the seemingly final rejection of all locally real theories. Even
though it was known that quantum mechanics was basically incompatible with a
locally real view of reality since the 1920's, the major evidence for this rested
only in the awesome predictive power of quantum mechanics--the fact that it just
seemed to work. The locally real Newtonian view, dominant among scientists10 in the
pre-quantum mechanical era, although discredited, was not actually disproved, and
many scientists (Einstein among them) tried desperately to find a way to save
what their common sense intuition knew to be true about reality. Whitehead and Bell's Inequality
Whitehead and the Copenhagen Interpretation
Realism
When Whitehead talks about the concrescence of an actual occasion, he makes it
very clear that the satisfaction is real in the fullest sense of the term. How
is it, then, that Whitehead can retain his form of metaphysical realism, which is
an essential feature of his whole scheme, if rejecting the objective reality of
quantum objects makes the most sense given experiments like Aspect's? Indeterminacy
It is a consequence of the fact that quantum mechanics deals fundamentally with
probabilities that it is impossible to ever know in advance the exact outcome of
an experiment. This has been confirmed extensively in various experimental
situations and forces us to conclude that it is a fundamental fact that the
universe is not deterministic in the Newtonian sense. Whitehead would joyfully
accept this premise, as it conforms perfectly with his idea of the intrinsic
freedom of actual occasions. Complementarity
The most interesting and important conceptual tenet of the Copenhagen
interpretation is that of complementarity. The most easily grasped manifestation
of complementarity is in the Heisenberg Uncertainty Principle, which states that
the position and momentum of a particle cannot be measured simultaneously--the
two properties, position and momentum, are complementary.18 The Measurement Problem
In the Copenhagen interpretation, it is meaningless to speak of the existence of
a property (such as polarization) of a quantum object unless it is measured.
Fine and good--but what exactly constitutes a measurement? The example of
Schrödinger's Cat has served to explain the measurement problem for decades, and
remains the easiest way to conceptualize the phenomenon. In Schrödinger's
own words:
A cat is penned up in a steel chamber, along with the following diabolical
device (which must be secured against direct interference by the cat): in a
Geiger counter there is a tiny bit of radioactive substance, so small that
perhaps in the course of one hour one of the atoms decays, but also with equal
probability, perhaps none; if it happens, the counter tube discharges and through
a relay releases a hammer which shatters a small flask of hydrocyanic acid. If
one has left this system to itself for an hour, one would say that the cat lives
if meanwhile no atom has decayed. The first atomic decay would have poisoned
it.
The Rejection of Parameter Independence
Whitehead rejects the assumption of reality along with the Copenhagen
interpretation, but at the same time he avoids the strange metaphysical
consequences that the Copenhagen interpretation must deal with by keeping
entities that are definitely real. Whitehead would also reject parameter
independence as we have seen, but this rejection seems to have serious
implications that conflict with much of modern physical theory. Conclusion
Metaphysics
Metaphysics is a discipline of boundaries and horizons, and as such it is
continually involved in complementary processes of self-destruction and
re-creation. Two major forces are at work within this cycle: one, the Question,
strives to break down the present boundaries in order to glimpse a distant
horizon, while the other, the Answer, seeks to construct boundaries out of an
horizon through a process of solidification and stabilization. Each force has
its own creative and destructive properties, and when combined result in a
movement of metaphysics within and beyond itself. Physics and Metaphysics
The word "metaphysics" is almost taboo for some modern physicists. As a close
synonym for "unfounded explanation", it is used as a last resort in the formation
of a physical theory that does not obviously square with the hard facts of
physical reality. In general, physicists wish to render metaphysics
unnecessary--to make all of what now falls under the heading "metaphysics"
explainable entirely in terms of physical theory without appealing to concepts
that do not have a clear basis in observed fact. To the extent that this is true
physicists become allied with the force of the Answer, and seek to construct and
maintain boundaries of knowledge within which questions are not only meaningful
but answerable. Bibliography
Footnotes